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SEC Rule 10b-5
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#	Item
481	Mark A. Gelazela and Steven E. Woods Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-31 08:57:07 Financial regulation Financial economics Finance Stock market Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Security Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
482	Securities and Exchange Commission, Plaintiff, v. Robert L. Duncan, Defendant Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-28 11:30:50 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Financial system United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
483	[removed]Russell D. Duncan (Lead Counsel) (DC Bar #366888) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-30 15:28:51 Financial regulation Financial system Economics Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Generally Accepted Accounting Principles SEC Rule 10b-5 Insider trading United States securities law 73rd United States Congress United States Securities and Exchange Commission
484	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]October 21, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-21 14:34:00 Financial regulation SEC Rule 10b-5 Investment Advisers Act U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Registered Investment Advisor United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
485	S.W. Hatfield, CPA, and Scott W. Hatfield, CPA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-10 14:23:51 United States Securities and Exchange Commission Accountancy Financial regulation Finance Auditing SEC Rule 10b-5 Regulation S-X Securities Exchange Act Securities Act United States securities law SEC filings 73rd United States Congress
486	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-27 12:56:59 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities Act SEC Rule 10b-5 United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
487	Microsoft Word - SEC complaint - Altomare Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-22 11:35:13 SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Financial regulation Government Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
488	INITIAL DECISION RELEASE NO. 503 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-22 16:02:30 Economics U.S. Securities and Exchange Commission Securities Exchange Act Insider trading Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act Albertsons SEC Rule 10b-5 Securities regulation in the United States United States securities law Financial regulation Financial economics
489	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 13, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-13 17:05:22 Financial regulation New Deal Securities Act SEC Rule 10b-5 Securities regulation in the United States Securities Exchange Act United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
490	Microsoft Word - LR[removed]Complaint.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-17 14:37:06 Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission SEC Rule 10b-5 Aiding and abetting Financial regulation Law United States securities law Government U.S. Securities and Exchange Commission

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